SEC Form 4 · accession 0001209191-15-026929
PNC FINANCIAL SERVICES GROUP, INC. · PNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Orlando C. Esposito
Officer — Executive Vice President
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Mar 13, 2015 | M | 4,000 | $57.21 | A | 15,056 | D | |
| $5 Par Common StockF1 | Mar 13, 2015 | S | 4,000 | $95.5739 | D | 11,056 | D | |
| $5 Par Common Stock | Mar 13, 2015 | M | 4,500 | $31.07 | A | 15,556 | D | |
| $5 Par Common StockF1 | Mar 13, 2015 | S | 4,500 | $95.5739 | D | 11,056 | D | |
| $5 Par Common Stock | Mar 13, 2015 | M | 12,000 | $54.01 | A | 23,056 | D | |
| $5 Par Common StockF1 | Mar 13, 2015 | S | 12,000 | $95.5739 | D | 11,056 | D | |
| $5 Par Common Stock | Mar 13, 2015 | M | 16,000 | $64.21 | A | 27,056 | D | |
| $5 Par Common StockF1 | Mar 13, 2015 | S | 16,000 | $95.5739 | D | 11,056 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $57.21 | Mar 13, 2015 | M | 4,000 | D | Jan 22, 2009 | Jan 22, 2018 | $5 Par Common Stock | 4,000 | 0 | D |
| Employee Stock Option (Right-to-Buy) | $31.07 | Mar 17, 2015 | M | 4,500 | D | Feb 12, 2010 | Feb 12, 2019 | $5 Par Common Stock | 4,500 | 0 | D |
| Employee Stock Option (Right-to-Buy) | $54.01 | Mar 13, 2015 | M | 12,000 | D | Jan 25, 2011 | Jan 25, 2020 | $5 Par Common Stock | 12,000 | 0 | D |
| Employee Stock Option (Right-to-Buy) | $64.21 | Mar 13, 2015 | M | 16,000 | D | Feb 9, 2012 | Feb 9, 2021 | $5 Par Common Stock | 16,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average price of shares sold in multiple transactions with prices ranging from $95.26 to $95.85. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
Remarks
See attached footnotes page.