SEC Form 4/A · accession 0000713671-19-000026
DNB FINANCIAL CORP /PA/ · DNBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gerald F Sopp
Officer — CFO
Period of report
Feb 27, 2019
Accepted (ET)
Mar 5, 2019 · 10:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713671
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DNBF Common Stock $1 Par ValueF1 | Feb 27, 2019 | A | 1,200 | $39.36 | A | 19,817 | D | |
| DNBF Common Stock $1 Par Value | holding | — | — | — | 4,178 | I | IRAs |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the terms of the Restricted Stock Award Agreements between the Registrant and each grantee, the awards are subject to cliff vesting on the earlier of a change in control of the Registrant (as defined in the award agreement) or the expiration of 3 years for certain officers, but vesting is conditioned upon continued employment with the Registrant and/or DNB First, National Association (the Bank) prior to the issuance of such plan shares.