SEC Form 4 · accession 0000713671-15-000025
DNB FINANCIAL CORP /PA/ · DNBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Koegel
Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 13, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713671
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DNBF Common Stock $1 Par Value | Mar 12, 2015 | M | 6,367 | $24.2738 | A | 55,882 | D | |
| DNBF Common Stock $1 Par Value | Mar 12, 2015 | F | 6,168 | $25.06 | D | 49,714 | D | |
| DNBF Common Stock $1 Par Value | Mar 12, 2015 | M | 2,756 | $17.5057 | A | 52,470 | D | |
| DNBF Common Stock $1 Par Value | Mar 12, 2015 | F | 1,926 | $25.06 | D | 50,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $24.2738 | Mar 12, 2015 | M | 6,367 | D | Oct 18, 2005 | Apr 17, 2015 | DNBF Common Stock $1 Par Value | 6,367 | 0 | D |
| Employee Stock Option (Right to Buy) | $17.5057 | Mar 12, 2015 | M | 2,756 | D | Jun 22, 2006 | Dec 21, 2015 | DNBF Common Stock $1 Par Value | 2,756 | 0 | D |