SEC Form 4 · accession 0000713671-15-000001
DNB FINANCIAL CORP /PA/ · DNBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard F Griesser
Director
Period of report
Dec 17, 2014
Accepted (ET)
Jan 6, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713671
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DNBF Common Stock $1 Par Value | Dec 24, 2014 | M | 2,100 | $10.31 | A | 20,525 | D | |
| DNBF Common Stock $1 Par ValueF1 | Dec 17, 2014 | A | 450 | $21.72 | A | 18,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $10.31 | Dec 24, 2014 | M | 2,100 | D | Dec 12, 2014 | Dec 12, 2018 | DNB Common Stock $1 Par Value | 2,100 | 0 | D |
Explanation of responses
- F1The stock certificate will include a restriction stating that the Grantee is not permitted to sell, assign, pledge gift, encumber or otherwise dispose of any of the transferred shares for one (1) year from the vesting date.