SEC Form 4 · accession 0001181431-15-004871
AMERICAN SOFTWARE INC · AMSWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Newberry V
Director
Period of report
Mar 18, 2015
Accepted (ET)
Mar 19, 2015 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 18, 2015 | C | 3,000 | $6.62 | A | 3,000 | D | |
| Class A Common StockF2 | Mar 18, 2015 | S | 3,000 | $9.747 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Class A Common Stock | $6.62 | Mar 18, 2015 | C | 3,000 | D | Jan 31, 2012 | Jan 31, 2017 | Class A Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1On March 18, 2015, the Reporting Person converted 3,000 options into an equal number of shares of Class A Common Stock.
- F2The Reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price for all transactions reported on this Form 4.