SEC Form 4 · accession 0001619964-26-000020
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T. Boswell
Director
Period of report
Jun 1, 2026
Accepted (ET)
Jun 3, 2026 · 11:05 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2026 | A | 2,528 | $0.00 | A | 81,262 | D | |
| Common StockF3,F4 | holding | — | — | — | 274,408 | I | See Footnote 4 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.
- F2Also includes 1,059.981 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
- F3Also includes 5,641.63 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
- F4Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees).