SEC Form 4 · accession 0001568214-19-000002
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel E Rifkin
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 2, 2019 · 2:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | A | 179,142 | — | A | 179,142 | D | |
| Common StockF2 | Jan 2, 2019 | A | 16,856 | — | A | 16,856 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for 731,200 shares of Greater Hudson Bank ("GHB") common stock in connection with merger of GHB into ConnectOne Bancorp, Inc. ("CNOB"). On the effective date of the merger, the closing price of GHB's common stock was $4.25 per share and the closing price of CNOB's common stock was $18.47 per share.
- F2Received in exchange for 68,800 GHB common stock in connection with merger of GHB into CNOB. On the effective date of the merger, the closing price of GHB's common stock was $4.25 per share and the closing price of CNOB's common stock was $18.47 per share.