SEC Form 4 · accession 0001568214-18-000024
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura Criscione
Officer — EVP & Chief Compliance Officer
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2018 | S | 786 | $29.65 | D | 62,084 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The proceeds of the sale reported on this Form 4 were used by Ms. Criscione to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Ms. Criscione by the Issuer.