SEC Form 4 · accession 0001568214-18-000019
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Sorrentino III
Officer — Chairman, President & CEO · Director
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2018 | A | 37,187 | $0.00 | A | 631,167 | D | |
| Common StockF2 | Mar 16, 2018 | F | 16,734 | $30.00 | D | 614,433 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired pursuant to earned performance units granted on March 31, 2015
- F2Reflects withholding of shares acquired above so as to satisfy personal income tax obligations