SEC Form 4 · accession 0001568214-18-000016
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S Burns
Officer — EVP & Chief Financial Officer
Period of report
Feb 7, 2018
Accepted (ET)
Feb 7, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2018 | S | 941 | $28.60 | D | 53,204 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The proceeds of the sale reported on this Form 4 were used by Mr. Burns to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Burns by the Issuer.