SEC Form 4 · accession 0001568214-17-000021
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Sorrentino III
Officer — Chairman, President & CEO · Director
Period of report
Mar 29, 2017
Accepted (ET)
Mar 29, 2017 · 12:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2017 | A | 5,048 | $0.00 | A | 568,855 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Represents a grant of restricted stock subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/29/2018, 1/3 vesting on 3/29/2019, and the final 1/3 vesting on 3/29/2020