SEC Form 4 · accession 0001568214-17-000001
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Sorrentino III
Officer — Chairman, President & CEO · Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 1, 2017 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2017 | S | 2,140 | $24.6762 | D | 555,889 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The proceeds of the sale reported on this Form 4 were used by Mr. Sorrentino to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Sorrentino by the Issuer.