SEC Form 4 · accession 0001568214-16-000062
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T. Boswell
Director
Period of report
Oct 24, 2016
Accepted (ET)
Oct 24, 2016 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Oct 24, 2016 | M | 5,327 | $6.15 | A | 270,227 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option | $6.15 | Oct 24, 2016 | M | 5,327 | D | Jul 1, 2014 | Nov 11, 2016 | common stock | 5,327 | 0 | D |