SEC Form 4 · accession 0001568214-16-000045
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Sorrentino III
Officer — Chairman, President & CEO · Director
Period of report
Mar 24, 2016
Accepted (ET)
Mar 28, 2016 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2016 | A | 16,298 | $0.00 | A | 533,886 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Represents a grant of restricted stock subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/24/2017, 1/3 vesting on 3/24/2018, and the final 1/3 vesting on 3/24/2019.