SEC Form 4 · accession 0001568214-15-000026
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura Criscione
Officer — EVP & Chief Compliance Officer
Period of report
Jul 31, 2015
Accepted (ET)
Aug 3, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2015 | S | 418 | $21.07 | D | 54,556 | D | |
| Common Stock | Aug 3, 2015 | S | 11,582 | $21.26 | D | 42,974 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The sales reported on this Form 4 represents the settlement of the exercise price of the options exercised on June 16, 2015.