SEC Form 4/A · accession 0001568214-15-000017
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Howard Kent
Director
Period of report
Sep 9, 2014
Accepted (ET)
Apr 1, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2014 | S | 2,476 | $19.0002 | D | 151,012 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Due to a clerical error, the Form 4 filed on September 9, 2014 provided that, following sale reported therein, Mr. Kent beneficially owned 170,827.8757 shares, when it should have indicated ownership of 151,012.0816 as provided here. In addition, the Form 4 filed on February 5, 2015 reflecting the acquisition of 1,438.7146 shares should have indicated ownership by Mr. Kent following the reported transaction of 152,450.7962 shares.