SEC Form 4 · accession 0001568214-15-000002
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura Criscione
Officer — EVP & Chief Compliance Officer
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2015 | A | 3,678 | $0.00 | A | 28,974 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Represents a grant of restricted stock subject to forfeiture, vesting over a three year period, with 1/3 vesting on 2/5/2016, 1/3 vesting on 2/5/2017, and the final 1/3 vesting on 2/5/2018.