SEC Form 4/A · accession 0001214659-15-006629
ONE LIBERTY PROPERTIES INC · OLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey Gould
Officer — SENIOR VICE PRESIDENT · Director · 10% Owner
Period of report
Jan 15, 2015
Accepted (ET)
Sep 11, 2015 · 9:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F5 | Jan 15, 2015 | A | 8,600 | $0.00 | A | 232,909 | D | |
| Common StockF3,F5 | holding | — | — | — | 17,834 | I | As custodian for children | |
| Common StockF4,F5 | holding | — | — | — | 1,704,764 | I | By Gould Investors L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued as restricted stock effective January 15, 2015 under the issuer's 2012 Incentive Plan. The shares vest January 14, 2020. The award is exempt from Section 16(b) under Rule 16b-3(d)(1).
- F2Includes shares in reporting person's Keogh account. Includes shares obtained through issuer's dividend reinvestment plan.
- F3Shares are held by reporting person as custodian for his children. Reporting person disclaims beneficial ownership in these shares. Includes shares obatained through issuer's dividend re-investment plan.
- F4Reporting person is senior vice president of managing general partner of Gould Investors L.P. Reporting person also holds limited partnership units in Gould Investors L.P. These shares represent all shares of issuer owned by Gould Investors L.P. Includes shares obtained through issuer's dividend reinvestment plan.
- F5The company's transfer agent incorrectly calculated the number of shares issued in connection with the October 2014 issuance of shares (the "Drip Shares") pursuant to the company's dividend reinvestment plan. This amendment is filed to correct the Form 4 filed in January 2015 which, among other things, reported the issuance of the Drip Shares.