SEC Form 4 · accession 0001229952-18-000034
FIRST COMMONWEALTH FINANCIAL CORP /PA/ · FCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian G Karrip
Officer — EVP-Chief Credit Officer
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 10:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712537
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 19, 2018 | F | 3,133 | $0.00 | D | 27,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units-Service BasedF3 | — | holding | — | — | — | — | — | Common Stock | 5,050 | 5,050 | D |
| Restricted Stock Units-Service BasedF4 | — | holding | — | — | — | — | — | Common Stock | 5,250 | 10,300 | D |
Explanation of responses
- F1Shares held by the issuer to satisfy withholding obligations in connection with the vesting of 11,000 shares of restricted stock.
- F2Balance includes a total of 339 shares acquired through the automatic quarterly reinvestment of dividends in May & August as a participant in First Commonwealth's dividend reinvestment plan.
- F3Award in 2017 of service-based stock units convertible into shares of FCF common stock on a 1-for-1 basis at the end of a 3 year vesting period.
- F4Award in 2018 of service-based stock units convertible into shares of FCF common stock on a 1-for-1 basis at the end of a 3 year vesting period.