SEC Form 4 · accession 0000712534-18-000209
FIRST MERCHANTS CORP · FRME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark K Hardwick
Officer — CFO & COO · Other
Period of report
Aug 16, 2018
Accepted (ET)
Aug 20, 2018 · 11:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2018 | A | 9,500 | $48.65 | A | 68,024 | D | |
| Common Stock | holding | — | — | — | 4,130 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 446 | I | Spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | — | Aug 16, 2018 | A | 1 | A | — | — | Common Stock | 1 | 1,927 | D |
Explanation of responses
- F1Includes Restricted Stock Awards totaling 33,091.007 shares.
- F2Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.