SEC Form 4 · accession 0000712534-17-000110
FIRST MERCHANTS CORP · FRME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Hoy
Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 14, 2017 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2017 | M | 1,157 | $18.67 | A | 25,609 | D | |
| Common Stock | Mar 13, 2017 | M | 1,500 | $8.58 | A | 27,109 | D | |
| Common Stock | Mar 13, 2017 | M | 1,500 | $8.37 | A | 28,609 | D | |
| Common Stock | Mar 13, 2017 | M | 1,500 | $9.02 | A | 30,109 | D | |
| Common Stock | Mar 13, 2017 | S | 1,157 | $39.92 | D | 28,952 | D | |
| Common Stock | Mar 13, 2017 | S | 1,500 | $39.92 | D | 27,452 | D | |
| Common Stock | Mar 13, 2017 | S | 1,500 | $39.92 | D | 25,952 | D | |
| Common StockF1 | Mar 13, 2017 | S | 1,500 | $39.92 | D | 24,452 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (right to buy) | $18.67 | Mar 13, 2017 | M | 1,157 | D | Jan 1, 2009 | Jul 1, 2018 | Common Stock | 1,157 | 0 | D |
| Non-Employee Director Stock Option (right to buy) | $8.58 | Mar 13, 2017 | M | 1,500 | D | Jan 1, 2010 | Jul 1, 2019 | Common Stock | 1,500 | 0 | D |
| Non-Employee Director Stock Option (right to buy) | $8.37 | Mar 13, 2017 | M | 1,500 | D | Jan 1, 2011 | Jul 1, 2020 | Common Stock | 1,500 | 0 | D |
| Non-Employee Director Stock Option (right to buy) | $9.02 | Mar 13, 2017 | M | 1,500 | D | Jan 1, 2012 | Jul 1, 2021 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Includes Restricted Stock Awards totaling 5,472 shares
Remarks
Exhibit 24; Confirming Statement