SEC Form 4 · accession 0000712534-17-000067
FIRST MERCHANTS CORP · FRME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark K Hardwick
Officer — CFO & COO · Other
Period of report
Jan 30, 2017
Accepted (ET)
Feb 16, 2017 · 9:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712534
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Jan 30, 2017 | A | 12 | A | — | — | Common Stock | 12 | 1,854 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants.