SEC Form 4 · accession 0000712534-16-000567
FIRST MERCHANTS CORP · FRME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark K Hardwick
Officer — CFO & COO · Other
Period of report
Dec 7, 2016
Accepted (ET)
Dec 9, 2016 · 12:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2016 | M | 7,500 | $11.38 | A | 70,834 | D | |
| Common Stock | Dec 7, 2016 | M | 2,000 | $15.32 | A | 72,834 | D | |
| Common StockF1 | Dec 7, 2016 | F | 3,198 | $36.26 | D | 69,636 | D | |
| Common Stock | Dec 7, 2016 | I | 6,000 | $36.94 | D | 4,000 | I | 401(k) Plan |
| Common Stock | holding | — | — | — | 446 | I | Spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.38 | Dec 7, 2016 | M | 7,500 | D | Feb 23, 2014 | Feb 23, 2022 | Common Stock | 7,500 | 0 | D |
| Employee Stock Option (right to buy) | $15.32 | Dec 7, 2016 | M | 2,000 | D | Feb 19, 2015 | Feb 19, 2023 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Includes Restricted Stock Awards totaling 29,310.111 shares