SEC Form 4 · accession 0000712534-16-000559
FIRST MERCHANTS CORP · FRME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C Rechin
Officer — Chief Executive Officer · Other
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2016 | F | 5,811 | $34.14 | D | 91,618 | D | |
| Common Stock | Nov 29, 2016 | M | 12,000 | $26.31 | A | 103,618 | D | |
| Common Stock | Nov 29, 2016 | M | 13,300 | $11.38 | A | 116,918 | D | |
| Common StockF1 | Nov 29, 2016 | S | 12,713 | $34.14 | D | 104,205 | D | |
| Common Stock | holding | — | — | — | 4,654 | I | by 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $26.31 | Nov 29, 2016 | M | 12,000 | D | Feb 8, 2009 | Feb 8, 2017 | Common Stock | 12,000 | 0 | D |
| Employee Stock Option (right to buy) | $11.38 | Nov 29, 2016 | M | 13,300 | D | Feb 23, 2014 | Feb 23, 2022 | Common Stock | 13,300 | 0 | D |
Explanation of responses
- F1Includes Restricted Stock Awards totaling 39,151.441 shares