SEC Form 4 · accession 0000712534-16-000555
FIRST MERCHANTS CORP · FRME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark K Hardwick
Officer — CFO & COO · Other
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | F | 13,591 | $32.11 | D | 55,034 | D | |
| Common StockF1 | Nov 14, 2016 | M | 8,000 | $26.31 | A | 63,034 | D | |
| Common StockF1 | Nov 14, 2016 | M | 8,000 | $28.25 | A | 71,034 | D | |
| Phantom Stock | holding | — | — | — | 1,804 | D | ||
| Common Stock | holding | — | — | — | 10,000 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 446 | I | Spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $26.31 | Nov 14, 2016 | M | 8,000 | D | Feb 8, 2009 | Feb 8, 2017 | Common Stock | 8,000 | 0 | D |
| Employee Stock Option (right to buy) | $28.25 | Nov 14, 2016 | M | 8,000 | D | Feb 27, 2010 | Feb 27, 2018 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Includes Restricted Stock Awards totaling 29,310.111 shares