SEC Form 4 · accession 0000712534-16-000494
FIRST MERCHANTS CORP · FRME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Martin
Officer — Chief Credit Officer · Other
Period of report
Aug 18, 2016
Accepted (ET)
Aug 22, 2016 · 9:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2016 | M | 2,000 | $11.14 | A | 31,921 | D | |
| Common Stock | Aug 18, 2016 | M | 2,000 | $5.89 | A | 33,921 | D | |
| Common Stock | Aug 18, 2016 | M | 1,000 | $9.20 | A | 34,921 | D | |
| Common Stock | Aug 18, 2016 | S | 4,000 | $26.91 | D | 30,921 | D | |
| Common Stock | Aug 18, 2016 | S | 200 | $26.92 | D | 30,721 | D | |
| Common Stock | Aug 18, 2016 | S | 100 | $26.93 | D | 30,621 | D | |
| Common Stock | Aug 18, 2016 | S | 100 | $26.94 | D | 30,521 | D | |
| Common StockF1 | Aug 18, 2016 | S | 600 | $26.96 | D | 29,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.14 | Aug 18, 2016 | M | 2,000 | D | Feb 24, 2011 | Feb 24, 2019 | Common | 2,000 | 0 | D |
| Employee Stock Option (right to buy) | $5.89 | Aug 18, 2016 | M | 2,000 | D | Feb 25, 2012 | Feb 25, 2020 | Common | 2,000 | 0 | D |
| Employee Stock Option (right to buy) | $9.20 | Aug 18, 2016 | M | 1,000 | D | Feb 11, 2013 | Feb 11, 2021 | Common | 1,000 | 0 | D |
Explanation of responses
- F1Includes Restricted Stock Awards totaling 18,911.174 shares