SEC Form 4 · accession 0000712534-16-000438
FIRST MERCHANTS CORP · FRME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly J Ellington
Officer — Director Human Resources · Other
Period of report
Jun 16, 2016
Accepted (ET)
Jun 20, 2016 · 1:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2016 | F | 1,043 | $24.80 | D | 14,425 | D | |
| Common StockF1 | Jun 16, 2016 | M | 1,500 | $11.14 | A | 15,925 | D | |
| Common StockF1 | Jun 16, 2016 | M | 1,000 | $9.20 | A | 16,925 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.14 | Jun 16, 2016 | M | 1,500 | D | Feb 24, 2011 | Feb 24, 2019 | Common Stock | 1,500 | 0 | D |
| Employee Stock Option (right to buy) | $9.20 | Jun 16, 2016 | M | 1,000 | D | Feb 11, 2013 | Feb 11, 2021 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Includes Restricted Stock Awards totaling 5051.214 shares