SEC Form 4/A · accession 0000712534-16-000306
FIRST MERCHANTS CORP · FRME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Charles E Schalliol
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 22, 2016 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2015 | A | 768 | $25.42 | A | 41,922 | D | |
| Common StockF1,F2,F3 | Jan 4, 2016 | A | 1,084 | — | A | 43,006 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amended to reflect 0.44 fewer shares received in exchange for Ameriana Bancorp common stock. The form 4 was filed prior to the brokers finalizing the exchange transaction, which resulted in the transfer of only whole shares.
- F2Received in exchange for 1,200 shares of Ameriana Bancorp common stock in connection with merger of Ameriana Bancorp into First Merchants Corporation ("the Merger"). On the effective date of the Merger, the closing price of Ameriana's common stock was $22.92 per share, and the closing price of First Merchant's common stock was $25.42 per share.
- F3Includes Restricted Stock Awards totaling 8,273 shares