SEC Form 4 · accession 0000712534-15-000196
FIRST MERCHANTS CORP · FRME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Stewart
Officer — Chief Banking Officer · Other
Period of report
Jul 28, 2015
Accepted (ET)
Jul 30, 2015 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2015 | M | 2,000 | $15.32 | A | 41,045 | D | |
| Common Stock | Jul 28, 2015 | M | 7,500 | $11.38 | A | 48,545 | D | |
| Common Stock | Jul 28, 2015 | M | 8,000 | $11.14 | A | 56,545 | D | |
| Common StockF1 | Jul 28, 2015 | F | 8,116 | $26.08 | D | 48,429 | D | |
| Common Stock | holding | — | — | — | 3,039 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $15.32 | Jul 28, 2015 | M | 2,000 | D | Feb 19, 2015 | Feb 19, 2023 | Common Stock | 2,000 | 0 | D |
| Employee Stock Option (right to buy) | $11.38 | Jul 28, 2015 | M | 7,500 | D | Feb 23, 2014 | Feb 23, 2022 | Common Stock | 7,500 | 0 | D |
| Employee Stock Option (right to buy) | $11.14 | Jul 28, 2015 | M | 8,000 | D | Feb 24, 2011 | Feb 24, 2019 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Includes Restricted Stock Awards totaling 23,675.66 shares