SEC Form 4 · accession 0000712534-15-000037
FIRST MERCHANTS CORP · FRME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark K Hardwick
Officer — Chief Financial Officer · Other
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2015 | M | 8,000 | $11.14 | A | 61,425 | D | |
| Common StockF1 | Feb 6, 2015 | F | 3,844 | $23.18 | D | 57,581 | D | |
| Common Stock | holding | — | — | — | 9,700 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 446 | I | Spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.14 | Feb 6, 2015 | M | 8,000 | D | Feb 24, 2011 | Feb 24, 2019 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Includes Restricted Stock Awards totaling 27,740.335 shares.