SEC Form 4 · accession 0001209191-16-105707
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal V Fenwick
Officer — Executive VP and CFO
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | A | 63,917 | $0.00 | A | 382,364 | D | |
| Common Stock | Mar 1, 2016 | F | 25,909 | $7.64 | D | 356,455 | D | |
| Common StockF2 | holding | — | — | — | 21,364 | I | In 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Mar 1, 2016 | A | 19,665 | A | Mar 2, 2019 | — | Common Stock | 19,665 | 19,665 | D |
Explanation of responses
- F1Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2013-2015) cycle into an equal number of shares of common stock on the transaction date indicated.
- F2Represents number of ACCO Brands Corporation common stock held in reporting owner's 401(k) retirement savings plan account as of January 31, 2016.
- F3Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 2, 2019 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.