SEC Form 4 · accession 0001209191-15-022997
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Paul Hargrow
Officer — Sr VP & Chief People Officer
Period of report
Mar 4, 2015
Accepted (ET)
Mar 5, 2015 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Mar 4, 2015 | A | 12,004 | A | Mar 4, 2018 | Mar 4, 2018 | Common Stock | 12,004 | 12,004 | D |
| Stock Option (right to buy)F2 | $7.51 | Mar 4, 2015 | A | 39,788 | A | Mar 4, 2016 | Mar 4, 2022 | Common Stock | 39,788 | 39,788 | D |
Explanation of responses
- F1Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 4, 2018 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
- F2Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.