SEC Form 4 · accession 0001209191-15-002043
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Keller
Officer — Executive Chairman · Director
Period of report
Jan 6, 2015
Accepted (ET)
Jan 6, 2015 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | M | 500,000 | $0.00 | A | 757,246 | D | |
| Common Stock | Jan 2, 2015 | F | 243,491 | $8.96 | D | 513,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jan 2, 2015 | M | 500,000 | D | — | — | Common Stock | 500,000 | 0 | D |
Explanation of responses
- F1Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on January 2, 2015 (the "Vesting Date"), provided the Reporting Person remains employed by the Issuer at that time.