SEC Form 4 · accession 0000712034-19-000034
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Paul Hargrow
Officer — Sr VP & Chief People Officer
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2019 | A | 34,555 | $9.04 | A | 154,923 | D | |
| Common Stock | Mar 5, 2019 | F | 10,313 | $9.04 | D | 144,610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $9.04 | Mar 5, 2019 | A | 29,499 | A | Mar 6, 2020 | Mar 6, 2026 | Common Stock | 29,499 | 29,499 | D |
Explanation of responses
- F1Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2016-2018) cycle into an equal number of shares of common stock on the transaction date indicated.
- F2Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.