SEC Form 4 · accession 0000712034-19-000017
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal V Fenwick
Officer — Executive VP and CFO
Period of report
Mar 2, 2019
Accepted (ET)
Mar 5, 2019 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2019 | M | 20,124 | $0.00 | A | 540,349 | D | |
| Common Stock | Mar 2, 2019 | F | 5,512 | $9.33 | D | 534,837 | D | |
| Common StockF1 | holding | — | — | — | 26,740 | I | In 401(k) plan | |
| Common Stock | holding | — | — | — | 2,500 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Mar 2, 2019 | M | 20,124 | D | Mar 2, 2019 | Mar 2, 2019 | Common Stock | 20,124 | 0 | D |
Explanation of responses
- F1Represents number of ACCO Brands Corporation common stock held in reporting owner's 401(k) retirement savings plan account as of January 14, 2019.
- F2Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 2, 2019 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
- F3Includes an additional 3.81 RSUs to correct an administrative error in calculating dividend equivalents of the Reporting Person's outstanding RSUs during 2018.