SEC Form 4 · accession 0000712034-18-000168
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen D Hood
Officer — Sr. VP and CAO
Period of report
Dec 19, 2018
Accepted (ET)
Dec 20, 2018 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Dec 19, 2018 | A | 27 | A | Mar 2, 2019 | Mar 2, 2019 | Common Stock | 27 | 3,058 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Dec 19, 2018 | A | 19 | A | Mar 8, 2020 | Mar 8, 2020 | Common Stock | 19 | 2,165 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Dec 19, 2018 | A | 19 | A | Mar 7, 2021 | Mar 7, 2021 | Common Stock | 19 | 2,149 | D |
Explanation of responses
- F1Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.
- F2Total RSUs reported as beneficially owned have been reduced since the date of the Reporting Person's last report to reflect the transfer of a portion of the Reporting Person's ownership in the RSUs to the Reporting Person's ex-husband pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities beneficially owned by her ex-husband.