SEC Form 4 · accession 0000712034-18-000125
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans Michael Norkus
Director
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Sep 19, 2018 | A | 307 | A | — | — | Common Stock | 307 | 62,270 | D |
| Phantom Stock UnitsF4,F3 | — | Sep 19, 2018 | A | 105 | A | — | — | Common Stock | 105 | 23,067 | D |
Explanation of responses
- F1Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.
- F2Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.
- F3Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.
- F4Represents Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.