SEC Form 4 · accession 0000712034-18-000086
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Pekala
Officer — SVP, Chief Information Officer
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2018 | M | 7,073 | $7.51 | A | 43,914 | D | |
| Common StockF1 | Jun 11, 2018 | S | 20,473 | $13.516 | D | 23,441 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $7.51 | Jun 11, 2018 | M | 7,073 | D | Mar 4, 2016 | Mar 4, 2022 | Common Stock | 7,073 | 0 | D |
Explanation of responses
- F1This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $13.50 to $13.55. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- F2Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.