SEC Form 4 · accession 0000712034-18-000069
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal V Fenwick
Officer — Executive VP and CFO
Period of report
May 14, 2018
Accepted (ET)
May 15, 2018 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2018 | M | 31,400 | $8.93 | A | 515,225 | D | |
| Common Stock | holding | — | — | — | 2,500 | I | By Spouse | |
| Common Stock | holding | — | — | — | 21,284 | I | In 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $8.93 | May 14, 2018 | M | 31,400 | D | May 18, 2012 | May 17, 2018 | Common Stock | 31,400 | 0 | D |
Explanation of responses
- F1Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.