SEC Form 4 · accession 0000712034-18-000038
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy D Schnaedter
Officer — Sr. VP and CAO
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2018 | M | 8,178 | $7.51 | A | 72,299 | D | |
| Common Stock | Mar 8, 2018 | S | 8,178 | $13.05 | D | 64,121 | D | |
| Common StockF1 | holding | — | — | — | 4,944 | I | In 401(k) Plan | |
| Common Stock | holding | — | — | — | 7,140 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $7.51 | Mar 8, 2018 | M | 8,178 | D | — | Mar 4, 2022 | Common Stock | 8,178 | 0 | D |
Explanation of responses
- F1Represents number of ACCO Brands Corporation common stock held in reporting owner's 401(k) retirement savings plan account as of January 23, 2018.
- F2Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.