SEC Form 4 · accession 0000712034-18-000007
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Anderson
Officer — Sr VP, Corporate Development
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2018 | M | 7,958 | $7.51 | A | 75,756 | D | |
| Common Stock | Feb 16, 2018 | M | 8,357 | $6.12 | A | 84,113 | D | |
| Common StockF1 | Feb 16, 2018 | S | 38,698 | $13.639 | D | 45,415 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $7.51 | Feb 16, 2018 | M | 7,958 | D | Mar 4, 2016 | Mar 4, 2022 | Common Stock | 7,958 | 7,957 | D |
| Stock Option (right to buy)F2 | $6.12 | Feb 16, 2018 | M | 8,357 | D | Mar 5, 2015 | Mar 5, 2021 | Common Stock | 8,357 | 0 | D |
Explanation of responses
- F1This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $13.525 to $13.75. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- F2Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.