SEC Form 4/A · accession 0000712034-17-000043
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark C Anderson
Officer — Sr VP, Corporate Development
Period of report
Mar 7, 2017
Accepted (ET)
Apr 3, 2017 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 7, 2017 | A | 24,540 | $12.75 | A | 75,409 | D | |
| Common StockF2 | Mar 7, 2017 | F | 7,611 | $12.75 | D | 67,798 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $12.75 | Mar 7, 2017 | A | 15,033 | A | Mar 8, 2018 | Mar 8, 2024 | Common Stock | 15,033 | 15,033 | D |
Explanation of responses
- F1Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2014-2016) cycle into an equal number of shares of common stock on the transaction date indicated.
- F2The reporting person's original Form 4 filed on March 9, 2017 ("Original Form 4") is being amended solely to correct the total number of shares beneficially owned after the reported transactions in Table I. The amounts in Column 5 of the Original Form 4 and in the Form 4 filed on March 7, 2017 should be disregarded.
- F3Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.