SEC Form 4 · accession 0000712034-17-000032
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal V Fenwick
Officer — Executive VP and CFO
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2017 | A | 79,390 | $12.75 | A | 439,864 | D | |
| Common Stock | Mar 7, 2017 | F | 28,866 | $12.75 | D | 410,998 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $12.75 | Mar 7, 2017 | A | 39,216 | A | Mar 8, 2018 | Mar 8, 2024 | Common Stock | 39,216 | 39,216 | D |
Explanation of responses
- F1Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2014-2016) cycle into an equal number of shares of common stock on the transaction date indicated.
- F2Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.