SEC Form 4 · accession 0000712034-17-000014
ACCO BRANDS Corp · ACCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela R Schneider
Officer — Sr VP, General Counsel & Sec
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2017 | M | 25,522 | $6.12 | A | 81,386 | D | |
| Common Stock | Feb 24, 2017 | M | 8,889 | $6.12 | A | 90,275 | D | |
| Common StockF1 | Feb 23, 2017 | S | 25,522 | $14.054 | D | 64,753 | D | |
| Common StockF2 | Feb 24, 2017 | S | 8,889 | $13.926 | D | 55,864 | D | |
| Common StockF3 | Feb 27, 2017 | S | 7,801 | $14.154 | D | 48,063 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $6.12 | Feb 23, 2017 | M | 25,522 | D | Mar 5, 2015 | Mar 5, 2021 | Common Stock | 25,522 | 26,094 | D |
| Stock Option (right to buy)F4 | $6.12 | Feb 24, 2017 | M | 8,889 | D | Mar 5, 2015 | Mar 5, 2021 | Common Stock | 8,889 | 17,205 | D |
Explanation of responses
- F1This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $14.00 to $14.125. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- F2This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $13.925 to $13.95. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- F3This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $14.057 to $14.251. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- F4Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.