SEC Form 4 · accession 0001127602-19-011065
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley Zinberg M.D.
Director
Period of report
Mar 11, 2019
Accepted (ET)
Mar 12, 2019 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2019 | M | 740 | $66.80 | A | 11,268 | I | Stanley Zinberg Revocable Trust DTD 2/5/2015 |
| Common StockF1 | Mar 11, 2019 | S | 740 | $290.03 | D | 10,528 | I | Stanley Zinberg Revocable Trust DTD 2/5/2015 |
| Common Stock | Mar 12, 2019 | M | 5,760 | $66.80 | A | 16,288 | I | Stanley Zinberg Revocable Trust DTD 2/5/2015 |
| Common StockF2 | Mar 12, 2019 | S | 5,760 | $291.052 | D | 10,528 | I | Stanley Zinberg Revocable Trust DTD 2/5/2015 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Director Stock Option (Right to Buy) | $66.80 | Mar 11, 2019 | M | 740 | D | Nov 1, 2012 | Oct 31, 2021 | Common Stock | 740 | 5,760 | I |
| Non-employee Director Stock Option (Right to Buy) | $66.80 | Mar 12, 2019 | M | 5,760 | D | Nov 1, 2012 | Oct 31, 2021 | Common Stock | 5,760 | 0 | I |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.000 to $290.130. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
- F2The price represents an average of sale prices between $291.00 and $291.23.