SEC Form 4 · accession 0001127602-19-011060
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jody S Lindell
Director
Period of report
Jan 9, 2019
Accepted (ET)
Mar 12, 2019 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2019 | G | 2,943 | $0.00 | D | 0 | I | Jody S. Lindell Retirement Trust, dated January 1, 2011 |
| Common Stock | Jan 9, 2019 | G | 2,943 | $0.00 | A | 2,943 | I | Jody S. Lindell SEP IRA |
| Common Stock | Mar 8, 2019 | M | 7,500 | $28.52 | A | 20,054 | I | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
| Common StockF1 | Mar 8, 2019 | S | 7,500 | $284.59 | D | 12,554 | I | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
| Common Stock | holding | — | — | — | 6,250 | I | Jody S. Lindell Seperate Property Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Director Stock Option (Right to Buy) | $28.52 | Mar 8, 2019 | M | 7,500 | D | Nov 2, 2010 | Nov 1, 2019 | Common Stock | 7,500 | 0 | I |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.410 to $285.375. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.