SEC Form 4 · accession 0001127602-19-001728
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert G White III
Officer — President & CEO · Director
Period of report
Jan 8, 2019
Accepted (ET)
Jan 9, 2019 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2019 | M | 570 | $0.00 | A | 37,526 | D | |
| Common StockF1 | Jan 8, 2019 | F | 301 | $0.00 | D | 37,225 | D | |
| Common Stock | Jan 8, 2019 | M | 452 | $0.00 | A | 37,677 | D | |
| Common StockF1 | Jan 8, 2019 | F | 238 | $0.00 | D | 37,439 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | Jan 8, 2019 | M | 570 | D | — | — | Common Stock | 570 | 0 | D |
| Restricted Stock UnitsF2,F5,F6 | — | Jan 8, 2019 | M | 452 | D | — | — | Common Stock | 452 | 452 | D |
Explanation of responses
- F11/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.
- F2RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F3Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.
- F4RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
- F512/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.
- F6RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.