SEC Form 4 · accession 0001127602-19-001726

COOPER COMPANIES, INC. · COO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, COO & Pres-CooperVision

Period of report

Jan 8, 2019

Accepted (ET)

Jan 9, 2019 · 7:59 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000711404

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 8, 2019	M	834	$0.00	A	29,229	D
Common Stock^F1	Jan 8, 2019	F	440	$0.00	D	28,789	D
Common Stock	Jan 8, 2019	M	709	$0.00	A	29,498	D
Common Stock^F1	Jan 8, 2019	F	374	$0.00	D	29,124	D
Common Stock	holding	—	—		—	2,120	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F3,F4	—	Jan 8, 2019	M	834	D	—	—	Common Stock	834	0	D
Restricted Stock Units^F2,F5,F6	—	Jan 8, 2019	M	709	D	—	—	Common Stock	709	708	D

F11/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.
F2RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
F3Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.
F4RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
F512/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.
F6RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.