SEC Form 4 · accession 0001127602-19-001724
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Auerbach
Officer — President, CSI
Period of report
Jan 8, 2019
Accepted (ET)
Jan 9, 2019 · 7:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2019 | M | 750 | $0.00 | A | 3,022 | D | |
| Common StockF1 | Jan 8, 2019 | F | 261 | $0.00 | D | 2,761 | D | |
| Common Stock | Jan 8, 2019 | M | 555 | $0.00 | A | 3,316 | D | |
| Common StockF1 | Jan 8, 2019 | F | 174 | $0.00 | D | 3,142 | D | |
| Common Stock | Jan 8, 2019 | M | 342 | $0.00 | A | 3,484 | D | |
| Common StockF1 | Jan 8, 2019 | F | 108 | $0.00 | D | 3,376 | D | |
| Common Stock | Jan 8, 2019 | M | 57 | $0.00 | A | 3,433 | D | |
| Common StockF1 | Jan 8, 2019 | F | 18 | $0.00 | D | 3,415 | D | |
| Common Stock | Jan 8, 2019 | M | 257 | $0.00 | A | 3,672 | D | |
| Common StockF1 | Jan 8, 2019 | F | 81 | $0.00 | D | 3,591 | D | |
| Common Stock | Jan 8, 2019 | M | 218 | $0.00 | A | 3,809 | D | |
| Common StockF1 | Jan 8, 2019 | F | 69 | $0.00 | D | 3,740 | D | |
| Common Stock | Jan 8, 2019 | M | 87 | $0.00 | A | 3,827 | D | |
| Common StockF1 | Jan 8, 2019 | F | 28 | $0.00 | D | 3,799 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | Jan 8, 2019 | M | 750 | D | — | — | Common Stock | 750 | 0 | D |
| Restricted Stock UnitsF2,F5,F4 | — | Jan 8, 2019 | M | 555 | D | — | — | Common Stock | 555 | 554 | D |
| Restricted Stock UnitsF2,F6,F4 | — | Jan 8, 2019 | M | 342 | D | — | — | Common Stock | 342 | 684 | D |
| Restricted Stock UnitsF2,F7,F4 | — | Jan 8, 2019 | M | 57 | D | — | — | Common Stock | 57 | 969 | D |
| Restricted Stock UnitsF2,F7,F4 | — | Jan 8, 2019 | M | 257 | D | — | — | Common Stock | 257 | 712 | D |
| Restricted Stock UnitsF2,F8,F4 | — | Jan 8, 2019 | M | 218 | D | — | — | Common Stock | 218 | 871 | D |
| Restricted Stock UnitsF2,F8,F4 | — | Jan 8, 2019 | M | 87 | D | — | — | Common Stock | 87 | 348 | D |
Explanation of responses
- F11/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.
- F2RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F3Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.
- F4RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
- F512/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.
- F612/9/15 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21.
- F712/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.
- F812/12/17 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.