SEC Form 4 · accession 0001127602-18-035932
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jody S Lindell
Director
Period of report
Nov 28, 2018
Accepted (ET)
Dec 11, 2018 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,943 | I | Jody S. Lindell Retirement Trust, dated January 1, 2011 | |
| Common Stock | holding | — | — | — | 6,250 | I | Jody S. Lindell Seperate Property Trust | |
| Common Stock | holding | — | — | — | 12,554 | I | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Nov 28, 2018 | G | 437 | D | — | — | Common Stock | 437 | 0 | D |
| Restricted Stock UnitsF1,F2,F3 | — | Nov 28, 2018 | G | 437 | A | — | — | Common Stock | 437 | 437 | I |
Explanation of responses
- F1RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F2NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.
- F3RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.